Search for: "Choice Advisors, LLC" Results 1 - 20 of 273
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5 May 2020, 12:08 pm by Silver Law Group
Silver Law Group is investigating Cetera Advisors, LLC and its registered representative David Rockwell. [read post]
23 Sep 2021, 10:25 am by Mark Astarita
The Securities and Exchange Commission today charged a Texas- and Colorado-based municipal advisor, Choice Advisors LLC, and its two principals, Matthias O'Meara and Paula Permenter, with violating their duties, engaging in unregistered municipal…Read the Full Press ReleaseHave a securities law question? [read post]
4 Apr 2017, 8:55 am by Steve Bainbridge
Interesting new article makes the case that board-managed structures are often poor choices for LLCs: The familiarity with corporate boards may prompt some business owners and their advisors to... [[ This is a content summary only. [read post]
18 Sep 2019, 9:01 am by IncNow
The LLC is popular choice when it comes to company formations, but business owners often have one very important question: How is an LLC taxed? [read post]
6 Jun 2023, 8:46 am
  Source: https://www.forbes.com/advisor/business/what-is-an-llc/Read More [read post]
16 Dec 2015, 1:07 pm by Ken Laino
Zuckerberg and his wife chose a Delaware LLC; and I am certain their advisors made that choice after a careful analysis of many different factors. [read post]
11 May 2012, 7:07 am
 The LLC is not the right entity choice in all situations. [read post]
8 Mar 2010, 8:00 am by Trusts EstatesProf
The Trust Advisor Blog reports that another trust company, Sterling Trustees LLC, has filed for a trust charter in South Dakota. [read post]
24 Jan 2011, 6:59 am
Even worse is when the client tells me that some other advisor told them they should be that form of entity. [read post]
16 Feb 2023, 12:56 pm by The White Law Group
  You may not be unaware that FINRA offers a free tool to help investors make informed choices about brokers and brokerage firms-and provides easy access to investment adviser information. [read post]
6 Jan 2020, 4:21 am by Peter Mahler
But even if it doesn’t produce concrete results, Professor Molk’s scholarship in this area of the law brings needed attention to the growing pains of the LLC form which, within the relatively short span of 30 or so years, has risen from obscurity to become the entity of choice across the country. [read post]
16 Dec 2019, 1:57 am by Peter Mahler
After three decades during which it rose from obscurity to become the entity of choice, the limited liability company remains an experiment in progress. [read post]
7 Feb 2023, 7:00 am by Zamansky LLC
The post How Zamansky LLC Can Help with Merrill Lynch Investment Fraud Losses appeared first on Zamansky LLC. [read post]
28 Jun 2011, 7:23 am
Instead, I suggest putting a team of advisors in place to help navigate the issues of business formation. [read post]
16 Feb 2012, 5:41 am by Jeffrey W. Berkman, Esq.
  Essentially, then, that leaves the corporation and the LLC as the popular choices for structuring a business. [read post]
25 Oct 2022, 12:53 pm by The White Law Group
SEC Obtains Final Judgment Against Cetera for charges of Defrauding Their Advisory Clients  According to a press release on October 24, 2022, the Securities and Exchange Commission obtained a final judgment on October 13, against Cetera Advisors, LLC and Cetera Advisor Networks, LLC, whom the SEC previously charged with defrauding their advisory clients for allegedly failing to disclose several sources of compensation. [read post]
3 Jun 2013, 3:29 am by Peter Mahler
Tzolis saga may recall that the New York-based Delaware LLC involved in that case had an operating agreement with a New York choice of law clause. [read post]
15 Jul 2019, 4:10 am by Peter Mahler
Decades later, the LLC is “King of the Hill,” having displaced closely held business corporations and partnerships as the entity of choice for newly formed businesses in New York and across the nation. [read post]
24 Jun 2019, 1:21 pm by Site Admin
Most people want to make sure that the college that they choose is the right one the first time they make that choice so they don’t regret making the choice that they did. [read post]